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FORMS

Surplus Lines Licensee Affidavits/Declarations

SLL Affidavit (PDF Format) (Word Format) - this form must be used to submit any of the following four filing types:

1609-SLL/1609-PR - for this filing type, the SLL Affidavit must be included with the Producer Affidavit 1609-PR as per Section 1609 of the Pennsylvania Surplus Lines Law

1609-B - for use in reporting a placement which has been placed with an eligible Surplus Lines Carrier for at least three consecutive years immediately preceding the current filing as per Section 1609-B of the Pennsylvania Surplus Lines Law

1610-A - for use with large accounts as per Section 1610-A of the Pennsylvania Surplus Lines Law

1610-B - for use with each PA member of a Risk Retention or Purchasing Group as per Section 1610-B of the Pennsylvania Surplus Lines Law

Producer Affidavit/Declaration

1609-PR (PDF Format) (Word Format) - this form is used in reporting the Declining Companies and must be included with filing type 1609-SLL/1609-PR as per Section 1609 of the Pennsylvania Surplus Lines Law

 

Filing Attachments

1606-A (PDF Format) (Word Format) - to be used for non-admitted carriers not on the eligible list and is an attachment to the appropriate Surplus Lines declaration (affidavit) as per Section 1606 of the Pennsylvania Surplus Lines Law

1609/1610-SH (PDF Format) (Word Format) - for use with Multiple Carrier placements reported under the same Policy Number, and is an attachment to the appropriate Surplus Lines declaration (affidavit)

 

Reporting Forms

1604-E (PDF Format) (Word Format) - for use in reporting export filings (in conjunction with a copy of the Declarations page, binder, or Filing Copy of the Policy.

1620 Report (PDF Format) (Excel Format) - for use in reporting all surplus lines insurance transacted during the preceding month as per Section 1620 of the Pennsylvania Surplus Lines Law

RCT-123 Annual Tax Form - This form is issued by the Pennsylvania Department of Revenue and is in PDF format, which requires Adobe Acrobat Reader to download. The completed form and payment must be sent to the Pennsylvania Department of Revenue. A complete copy of this form must also be sent to PSLA.

Binder/Policy Update Form (PDF Format) (Word Format) - When submitting a filing using a Binder number you must provide PSLA with the Policy number replacing that Binder number once it becomes available. Licensees should do this using this form.

 

Surplus Lines Licensee and Support Staff Information
This form is to be used to update any and all licensee or agency information changes enabling PSLA to keep proper contact with the licensees on all matters pertaining to the requirements of the Surplus Lines Law and its supporting regulations.

 


 

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